ASIC’s civil penalty regime – an academic review
In the midst of a focus on the enforcement activity of ASIC following a critical Senate Committee report,[1] we have an article – Penalty Regimes Enforced by the Australian Securities and Investments Commission [2] – which examines the civil penalty regime under the Corporations Act, the ASIC Act and related legislation, and its history. The […]
ASIC’s revised guidance on insolvency practitioner offence reporting – RG 16
ASIC has issued revised guidance on insolvency practitioner offence reporting obligations – RG 16 External administrators and controllers: Reporting of possible offences and misconduct, September 2024. 2023 PJC Report on Corporate Insolvency recommendation 19 As I fully explained in April 2024 – ASIC’s review of offence reporting – RG 16 – Murrays Legal, this review […]
